Part 3 · Mortgage Product Design and Cost

Chapter 13How Mortgage Rates Are Determined

4 min read858 words Full contents

The Bank of Canada does not set ordinary mortgage rates

The interest rate offered to a borrower is set by the mortgage lender.

The Bank of Canada influences the rate environment, particularly through its target for the overnight rate, but it does not dictate the rate on an individual mortgage. Its policy rate affects short-term market rates and commercial-bank prime rates, which are commonly used to price variable-rate mortgages. Longer-term expectations can also affect longer-term funding markets.

The lender’s cost of funds

A mortgage lender must obtain the money it advances from somewhere. Depending on the institution, funding may come from:

Deposits

Investors

Wholesale borrowing

Securitization

Covered bonds

Mortgage-backed funding

Private investor capital

The lender’s funding cost is a major component of the mortgage rate. The lender must also account for operating expenses, capital requirements, liquidity, expected losses and profit. The Bank of Canada identifies funding cost as the largest general component of mortgage pricing.

Variable mortgage rates

A variable mortgage is commonly quoted as:

Variable mortgage rate = Lender prime rate + or − Contractual adjustment

For example:

Mortgage rate = Prime − 0.60%

Variables

Lender prime rate: the reference rate set by that lender

Contractual adjustment: the fixed premium or discount stated in the mortgage contract

Mortgage rate: the resulting rate charged to the borrower

If the lender’s prime rate changes, the mortgage rate changes by the corresponding amount unless the contract provides otherwise.

The lender—not the Bank of Canada—sets its prime rate. Policy-rate changes commonly influence prime because the overnight rate affects short-term funding conditions, but lenders control their own timing and pricing.

A quotation of “prime minus 0.60%” does not preserve today’s absolute rate. It preserves the contractual discount from that lender’s prime rate.

Fixed mortgage rates

A fixed rate remains unchanged during the selected term.

Fixed-rate pricing is influenced more directly by the cost of obtaining funds for a similar period. Relevant market conditions can include:

Government bond yields

Deposit and wholesale funding rates

Investor demand

Expectations for inflation and future interest rates

Lender competition

Funding liquidity

This is why a five-year fixed mortgage rate can rise or fall without a Bank of Canada announcement. Bond and funding markets may adjust in anticipation of future policy, inflation or economic conditions.

The Bank of Canada has explained that mortgage funding comes from depositors and investors in Canada and abroad, and that changes in those market rates can affect Canadian fixed mortgage pricing.

Why borrowers receive different rates

Pricing factorWhy it may matter
Mortgage termThe lender assumes interest-rate and funding risk for a different period
Fixed or variable structureEach structure exposes the lender and borrower to different rate risks
Insured or uninsured statusDefault insurance can reduce the lender’s credit-loss exposure
Owner-occupied or rental useThe risk, underwriting and product may differ
Loan-to-valueEquity affects expected loss if the mortgage defaults
Credit historyStronger repayment history may reduce perceived credit risk
Income and documentationNon-standard verification may require a different product
Property type and locationMarketability and valuation risk affect lender appetite
Open or closed mortgageAn open mortgage gives the borrower more repayment flexibility and creates greater prepayment risk for the lender
Prepayment and portability featuresFlexibility can affect the economics of the mortgage
Lender and distribution channelFunding model, operating costs and competitive strategy differ

Insured mortgages can sometimes carry a lower interest rate than otherwise comparable uninsured loans because insurance reduces the lender’s default-loss exposure. The borrower must still consider the insurance premium and complete borrowing cost.

Posted, discounted and contract rates

Posted rate

A posted rate is a publicly advertised lender rate.

Discounted rate

A discounted rate is lower than the lender’s posted rate.

Contract rate

The contract rate is the rate legally agreed to in the mortgage.

The difference matters because a lender’s prepayment-penalty formula may refer to:

The contract rate

The original posted rate

The original discount

A current comparison rate

Two lenders offering the same contract rate may therefore produce very different break penalties.

FCAC distinguishes among prime, posted and discounted rates and advises borrowers to examine how the lender sets and applies each rate.

Rate holds

A rate hold generally protects an eligible borrower from a rate increase for a stated period while the application or purchase is completed.

The details are lender-specific:

Duration

Eligible transactions

Whether the rate can be reduced if market pricing falls

Documentation required

Property deadlines

Product-change rules

Whether a fully underwritten approval is required

A rate hold is not a promise that the mortgage itself will be approved. Borrower, property, insurer and documentation conditions still apply.

APR and total borrowing cost

The contract rate measures interest. The annual percentage rate, or APR, is intended to express borrowing cost on an annualized basis after applicable cost-of-borrowing items are considered.

For a mortgage with fees, the APR may be higher than the stated interest rate. Borrowers should compare:

Interest rate

Lender and brokerage fees

Default-insurance premium

Cashback repayment conditions

Prepayment penalty exposure

Legal and appraisal costs

Product restrictions

APR can improve comparison, but it cannot predict future variable-rate changes, renewal rates or a penalty caused by breaking the mortgage.

Why the lowest advertised rate may not be the best mortgage

A low-rate mortgage may include:

Limited prepayment rights

A restrictive penalty formula

A bona fide sales clause

Weak portability

No blend-and-extend option

A collateral charge

Limited access to additional borrowing

Strict renewal or transfer conditions

A borrower expecting to sell, refinance or move during the term may save more through flexibility than through a small rate discount.

Eligibility for a rate does not establish suitability of the product attached to it.