Part 2 · How Mortgage Approval Actually Works

Chapter 10Loan-to-Value and Property Risk

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Loan-to-value measures the relationship between secured debt and the property value accepted by the lender.

It is a fundamental risk measure, but it is not a complete risk assessment.

Basic LTV formula

LTV=

Accepted property value

Mortgage amount

×100

If a property is worth $800,000 and the mortgage is $600,000:

$600,000÷$800,000=75%

The LTV is 75%.

Lending value is not always the purchase price

For a purchase, the lender will generally consider the purchase contract and its accepted valuation of the property. Where the appraisal is lower than the contract price, the lender may calculate the mortgage using the lower accepted value.

This protects the lender from advancing funds based on a price it does not consider supportable.

Worked example — Appraisal shortfall

Illustrative assumptions

Purchase price: $800,000

Intended down payment: $160,000

Intended mortgage: $640,000

Intended LTV: 80%

Appraised value: $760,000

Illustrative lender maximum: 80% of accepted value

Maximum mortgage based on the appraisal:

$760,000×80%=$608,000

Mortgage originally expected:

$640,000

Additional shortfall:

$640,000−$608,000=$32,000

The borrower now requires:

$160,000+$32,000=$192,000

before considering other closing costs.

Another way to see the problem is to calculate the intended mortgage against the appraisal:

$640,000÷$760,000=84.21%

The requested mortgage would no longer be an 80% LTV loan against the lender’s accepted value.

This does not mean that every shortfall can be solved by increasing the down payment. The additional funds must still be documented, and borrowing them can affect qualification.

First-mortgage and combined LTV

A second mortgage must be assessed in relation to all secured debt ahead of or alongside it.

Illustrative assumptions

Property value: $900,000

Existing first mortgage: $500,000

Proposed second mortgage: $100,000

First-mortgage LTV:

$500,000÷$900,000=55.56%

Combined LTV:

($500,000+$100,000)÷$900,000=66.67%

The second mortgage is only $100,000, but the combined secured exposure is $600,000.

A second lender also considers that the first mortgage generally has priority. Enforcement costs, arrears and other amounts can reduce the value available to the second lender.

OSFI expects federally regulated lenders to account for combined secured lending and prohibits structures intended to circumvent the lender’s LTV limits.

LTV and equity are not identical

A property worth $900,000 with $600,000 in secured debt appears to have $300,000 in gross equity.

That does not mean the owner can borrow the full $300,000.

Potential deductions and limits include:

Lender maximum LTV

Existing mortgage

Penalty

Legal and discharge costs

Appraisal costs

Property tax or condominium arrears

Other liens

Selling costs where sale is the exit

Marketability discount

Private-lender fees and interest reserves

Minimum net-equity requirements

Gross equity is a mathematical difference. Borrowable equity is a lender decision.

Why equal LTVs are not equal risks

Consider two 70% LTV applications:

Property A

Standard detached home

Established Mississauga neighbourhood

Broad buyer pool

Legal residential use

Good condition

Reliable comparable sales

Property B

Remote location

Highly customized construction

Mixed or uncertain use

Deferred maintenance

Few comparable sales

Limited buyer pool

The mathematical LTV is the same. The probability, timing and cost of recovering the loan through sale may be very different.

OSFI expects lenders to adjust their valuation and LTV approaches for property type, location, use, market conditions and other factors affecting marketability. Higher-risk and illiquid properties call for more conservative valuation.

Property characteristics lenders may examine

Location

Urban, suburban, rural or remote

Size and depth of the resale market

Economic concentration

Recent price volatility

Exposure to environmental or natural hazards

Availability of comparable sales

Property type

Detached, semi-detached or townhouse

Condominium

Multi-unit residential

Rural acreage

Cottage or recreational

Leasehold

Co-operative

Mixed-use

Commercial

Unique or luxury property

Condition

Deferred maintenance

Structural concerns

Fire or water damage

Incomplete construction

Renovations

Insurability

Remaining economic life

Legal use and zoning

Legal number of units

Permits

Zoning compliance

Work orders

Commercial activity

Short-term rental use

Unpermitted additions

Occupancy

Owner-occupied

Family-occupied

Tenanted

Vacant

Short-term rental

Student or rooming-house use

A representation about occupancy must be accurate. Misstating an investment property as owner-occupied can constitute mortgage fraud.

Residential versus commercial LTV

Residential lenders frequently begin with borrower income and debt-service ratios, then assess the property as security.

Commercial lenders often place greater weight on:

Net operating income

Debt-service coverage

Lease quality

Vacancy

Property type

Market capitalization rates

Environmental risk

Borrower experience

Net worth and liquidity

A 70% residential LTV and a 70% commercial LTV are therefore not interchangeable.

Private-lender LTV considerations

Private lenders may place greater emphasis on property value and exit strategy than an institutional lender, but that does not mean they ignore the borrower.

A private lender may consider:

Mortgage position

Combined LTV

Location

Property condition

Saleability

Current arrears

Property taxes

Legal stage

Interest reserve

Exit plan

Cost and time of enforcement

A high appraisal does not eliminate risk if the property would take a long time to sell or if transaction and enforcement costs would consume the apparent equity.

Scope boundary

The detailed appraisal process appears in Chapter 20. Private-lender LTV policies and costs belong in the Ultimate Private Mortgage Guide. Commercial valuation belongs in the Commercial Mortgage Handbook.

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